Caterina Costante

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 07/2020
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 11/2003 → 07/2020
  Cuna Mutual Group
  Waverly, IA
• 07/2020 → 08/2022
  Empower Retirement Services
  Greenwood Villiage, CO
• 08/2022 → Present
  Transamerica Investors Securities Corporation
  Dallas, TX
• 08/2022 → Present
  Transamerica Life Insurance Company
  Dallas, TX

Previous Registrations

• 2020-07-29 → 2022-08-24
  Empower Advisory Group, Llc
  Greenwood Village, CO
  Dallas, TX
• 2003-12-04 → 2020-07-20
  Cuna Brokerage Services, Inc.
  La Center, WA
  Frisco, TX
  Grapevine, TX
  Houston, TX
  Dallas, TX
  Dallas, TX
  Union, KY
  Madison, WI
• 2019-10-16 → 2020-07-20
  Trustage Investment Management
  Madison, WI
• 2003-05-05 → 2003-11-19
  Charles Schwab & Co., Inc.
  Dallas, TX

Exams

• S66 Uniform Combined State Law Examination
  2003-04-29
• S63 Uniform Securities Agent State Law Examination
  1998-08-06

Other Names

• Caterina Costante
• Caterina Costane