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Nations Financial Group, Inc. CRD 44181
$4.77B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-08-03 |
Branch Locations
3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES
5656 S Sycamore St, Littleton, CO 80120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Windsor | CO | 05/2025 | 07/2026 |
| Colorado State | Fort Collins | CO | 08/2024 | 05/2025 |
| Highland Meadows Golf Course | Windsor | CO | 05/2024 | 08/2024 |
| Colorado State | Fort Collins | CO | 08/2023 | 05/2024 |
| Highland Meadows Golf Course | Windsor | CO | 05/2023 | 08/2023 |
| Kellogg Community College | Fort Collins | CO | 08/2022 | 05/2023 |
| Lindgren Landscape | Fort Collins | CO | 05/2022 | 08/2022 |
| Rocky Mountain College | Billings | MT | 08/2021 | 05/2022 |
| Sticks Construction | Fort Collins | CO | 05/2021 | 08/2021 |
| N/A | Fort Collins | CO | 01/2015 | 05/2021 |
| Park Avenue Securities | Windsor | CO | 01/2026 | 07/2026 |
| Guardian Life Insurance Company | Greenwood Village | CO | 05/2025 | 07/2026 |
| Park Avenue Securities | Greenwood Village | CO | 01/2026 | 07/2026 |
| Nations Financial Group | Littleton | CO | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-25 |
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