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Employer firm

Nations Financial Group, Inc. CRD 44181

$4.77B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nations Financial Group, Inc.

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-08-03
  • CO RA
    APPROVED
    Since 2026-08-03

Branch Locations

3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • UNITED STATES

5656 S Sycamore St, Littleton, CO 80120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Windsor CO 05/2025 07/2026
Colorado State Fort Collins CO 08/2024 05/2025
Highland Meadows Golf Course Windsor CO 05/2024 08/2024
Colorado State Fort Collins CO 08/2023 05/2024
Highland Meadows Golf Course Windsor CO 05/2023 08/2023
Kellogg Community College Fort Collins CO 08/2022 05/2023
Lindgren Landscape Fort Collins CO 05/2022 08/2022
Rocky Mountain College Billings MT 08/2021 05/2022
Sticks Construction Fort Collins CO 05/2021 08/2021
N/A Fort Collins CO 01/2015 05/2021
Park Avenue Securities Windsor CO 01/2026 07/2026
Guardian Life Insurance Company Greenwood Village CO 05/2025 07/2026
Park Avenue Securities Greenwood Village CO 01/2026 07/2026
Nations Financial Group Littleton CO 08/2026 Present
  • 05/2025 → 07/2026
    Guardian Life Insurance Company
    Windsor, CO
  • 08/2024 → 05/2025
    Colorado State
    Fort Collins, CO
  • 05/2024 → 08/2024
    Highland Meadows Golf Course
    Windsor, CO
  • 08/2023 → 05/2024
    Colorado State
    Fort Collins, CO
  • 05/2023 → 08/2023
    Highland Meadows Golf Course
    Windsor, CO
  • 08/2022 → 05/2023
    Kellogg Community College
    Fort Collins, CO
  • 05/2022 → 08/2022
    Lindgren Landscape
    Fort Collins, CO
  • 08/2021 → 05/2022
    Rocky Mountain College
    Billings, MT
  • 05/2021 → 08/2021
    Sticks Construction
    Fort Collins, CO
  • 01/2015 → 05/2021
    N/A
    Fort Collins, CO
  • 01/2026 → 07/2026
    Park Avenue Securities
    Windsor, CO
  • 05/2025 → 07/2026
    Guardian Life Insurance Company
    Greenwood Village, CO
  • 01/2026 → 07/2026
    Park Avenue Securities
    Greenwood Village, CO
  • 08/2026 → Present
    Nations Financial Group
    Littleton, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-25
  • S66 Uniform Combined State Law Examination
    2026-03-25

View on SEC IAPD

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