Scott Allen Yi

Employer firm

Perigon Wealth Management, LLC CRD 131037

$11.3B regulatory AUM 3 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2017
  Stifel Nicolaus & Co Inc
  Monterey, CA
• 06/2017 → Present
  Perigon Wealth Management, Llc
  Irvine, CA

Previous Registrations

• 2012-10-30 → 2017-05-24
  Stifel, Nicolaus & Company, Incorporated
  Monterey, CA
• 2005-08-22 → 2012-10-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Monterey, CA
  San Jose, CA

Other Businesses

1. Insurance Sales; Not Investment Related; Salinas, CA 93908; Insurance Sales; Agent; Start 9/2006; 2 Hours Per Month, During Securities Trading Hours; Sales Of Insurance Products (Accident And Health, Life Only, And Variable Contracts Lines Of Authority)

Exams

• S66 Uniform Combined State Law Examination
  2005-08-19

Designations

• Chartered Financial Analyst