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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-11-26 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
3102 West End Avenue Suite 500, Nashville, TN 37203-6017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Apex Capital | Fort Worth | TX | 06/2024 | 07/2024 |
| Texas Christian University | Fort Worth | TX | 06/2022 | 07/2025 |
| Ubs Financial Services, Inc. | Nashville | TN | 10/2025 | Present |
| Texas Christian University | Fort Worth | TX | 08/2021 | 05/2025 |
| Memphis University School | Memphis | TN | 08/2015 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-09 |
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