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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-16
CA RA APPROVED 2025-12-01
  • TX RA
    APPROVED
    Since 2026-01-16
  • CA RA
    APPROVED
    Since 2025-12-01

Branch Locations

Irvine, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Irvine CA 09/2025 Present
Bytemelodies Inc Lakewood CA 06/2025 08/2025
Zhe Shang Securities Co. Shanghai 07/2023 09/2023
Kaiyuan Securities Co. Shanghai 07/2021 09/2021
Shanghaijiaotong University Shanghai 09/2020 08/2024
University Of California Irvine Irvine CA 09/2024 06/2025
Zhou Nan Zhong Xue Changsha 09/2017 08/2020
Ya Li Zhong Xue Chang Sha 09/2014 08/2017
Thrivent Financial Appleton WI 10/2025 01/2026
Thrivent Financial Appleton WI 01/2026 Present
  • 09/2025 → Present
    Irvine, CA
  • 06/2025 → 08/2025
    Bytemelodies Inc
    Lakewood, CA
  • 07/2023 → 09/2023
    Zhe Shang Securities Co.
    Shanghai
  • 07/2021 → 09/2021
    Kaiyuan Securities Co.
    Shanghai
  • 09/2020 → 08/2024
    Shanghaijiaotong University
    Shanghai
  • 09/2024 → 06/2025
    University Of California Irvine
    Irvine, CA
  • 09/2017 → 08/2020
    Zhou Nan Zhong Xue
    Changsha
  • 09/2014 → 08/2017
    Ya Li Zhong Xue
    Chang Sha
  • 10/2025 → 01/2026
    Thrivent Financial
    Appleton, WI
  • 01/2026 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-29
  • S66 Uniform Combined State Law Examination
    2025-11-29

View on SEC IAPD

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