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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2025-09-12 |
Branch Locations
408 Highway 77 Suite #3, Dell Rapids, SD 57022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dell Rapids School District | Dell Rapids | SD | 08/2017 | 05/2025 |
| Baltic School District | Baltic | SD | 12/2016 | 05/2017 |
| Garretson High School | Garretson | SD | 12/2016 | 05/2017 |
| Great Life At Rocky Run Golf Course | Dell Rapids | SD | 05/2020 | 08/2021 |
| City Of Garretson | Garretson | SD | 05/2013 | 08/2017 |
| Dell Rapids Baseball Association | Dell Rapids | SD | 02/2024 | 05/2025 |
| First Interstate Bank | Dell Rapids | SD | 06/2025 | Present |
| Lpl Financial | Dell Rapids | SD | 07/2025 | Present |
1- 03/06/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Interstate Investment Services - Investment Related - At Reported Business Location(s) - Start Date 06/02/2025 - 160 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-08 |
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