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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-01-23
  • MA RA
    APPROVED
    Since 2026-01-23

Branch Locations

Raynham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2025 Present
Bain & Company Boston MA 02/2021 07/2025
Point 32 Health (Fka Tufts Health Plan) Canton MA 11/2015 02/2021
Lma Associates Raynham MA 08/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2026 Present
  • 07/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 02/2021 → 07/2025
    Bain & Company
    Boston, MA
  • 11/2015 → 02/2021
    Point 32 Health (Fka Tufts Health Plan)
    Canton, MA
  • 08/2025 → Present
    Lma Associates
    Raynham, MA
  • 01/2026 → Present
    Fairfield, IA
Other Businesses

1. LMA ASSOCIATES, 136 Hickory Drive, Raynham MA 02767, United States, START DATE 08/2025, Independent Contractor, Accounting/Bookkeeping/Payroll Services, NIR, 5 HR/MO - 0 HR/MO TRADING 2. LIFE AND HEALTH INSURANCE, 136 Hickory Drive, Raynham MA 02767, United States, START DATE 01/2026, Agent, Insurance/Benefits/Human Resources, NIR, HR/MO 5, HR/MO TRADING 0 3. CIRA, 1776 Pleasant Plain Road Fairfield IA 52556, 01/2026, Investment Advisor Representative, CIRA Affiliation, IR, 160 HR/MO, 120 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-18
  • S66 Uniform Combined State Law Examination
    2025-12-18
Other Names
  • Leslie Anne Dias

View on SEC IAPD

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