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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-12-15
TX RA APPROVED 2025-12-12
  • NV RA
    APPROVED
    Since 2025-12-15
  • TX RA
    APPROVED
    Since 2025-12-12

Branch Locations

Henderson, NV • United States

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Las Vegas NV 09/2025 Present
Controlworks Chino CA 07/2023 08/2025
Unemployed Chino Hills CA 05/2023 07/2023
Costco Prescott AZ 08/2020 05/2023
Unemployed Chino Hills CA 07/2020 08/2020
Controlworks Chino CA 08/2019 07/2020
Islands Restaurant Chino CA 07/2018 10/2019
Unemployed Chino Hills CA 06/2018 07/2018
Albertsons Inc. Chino Hills CA 06/2014 06/2018
  • 09/2025 → Present
    Las Vegas, NV
  • 07/2023 → 08/2025
    Controlworks
    Chino, CA
  • 05/2023 → 07/2023
    Unemployed
    Chino Hills, CA
  • 08/2020 → 05/2023
    Costco
    Prescott, AZ
  • 07/2020 → 08/2020
    Unemployed
    Chino Hills, CA
  • 08/2019 → 07/2020
    Controlworks
    Chino, CA
  • 07/2018 → 10/2019
    Islands Restaurant
    Chino, CA
  • 06/2018 → 07/2018
    Unemployed
    Chino Hills, CA
  • 06/2014 → 06/2018
    Albertsons Inc.
    Chino Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-11
  • S66 Uniform Combined State Law Examination
    2025-12-11
Other Names
  • Nikolas King

View on SEC IAPD

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