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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-08-04 |
| TX | RA | APPROVED | 2026-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Resource Advisors | Waterloo | IA | 05/2005 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | 08/2026 |
| Fra Tower Park, Llc | Waterloo | IA | 12/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | 08/2026 |
| National Historic Designation | Cedar Falls | IA | 01/2025 | 12/2025 |
| Lpl Financial, Llc | Waterloo | IA | 08/2026 | Present |
1. 07/2026 - Financial Resource Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 130 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 8/4/2026 2. 07/2026 - Farwell Financial Services Inc - Business Entity For Tax/Investment Purposes Only - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Waterloo IA 50701 – OBA Start Date: 06/01/2012 3. 07/2026 - FRA Tower Park LLC - Business Entity For Tax/Investment Purposes Only - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Waterloo IA 50701 – OBA Start Date: 12/01/2021 4. 07/2026 - Bugtown Publishing - Author - Not Inv Related – 2 Hour(s)/Month – 0 Hour(s) During Trading – Cedar Falls IA 50613 – OBA Start Date: 11/01/2025 5. 07/2026 - Nolan Farwell - Notary - Inv Related – 1 Hour(s)/Month – 1 Hour(s) During Trading – Waterloo IA 50701 – OBA Start Date: 12/04/2014 6. 07/2026 - Integrated Accounting Solutions - Tax Prep/Accounting/CPA - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Waterloo IA 50701 – OBA Start Date: 01/01/2018
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-30 |
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