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751 Broad Street, Newark, NJ 07102-3777 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-01 |
Branch Locations
213 Washington Street, Newark, NJ 07102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Charlotte | NC | 03/2014 | 11/2019 |
| Cuna Mutual Group | Waverly | IA | 12/2019 | 05/2022 |
| Cuna Brokerage Services Inc. | Waverly | IA | 12/2019 | 05/2022 |
| Lpl Financial Llc | Waverly | IA | 05/2022 | 02/2023 |
| Pruco Securities, Llc | Cornelius | NC | 07/2023 | Present |
| The Prudential Insurance Company Of America | Cornelius | NC | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-08-11 |
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