Keith Allen Reardon

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2021-05-13

MA RA
APPROVED

Since 2021-05-13

Branch Locations

1 Mercantile St Ste 530, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors, Inc.	Worcester	MA	07/2016	05/2021
Lpl Financial, Llc	Worcester	MA	05/2021	Present

07/2016 → 05/2021

Voya Financial Advisors, Inc.

Worcester, MA
05/2021 → Present

Lpl Financial, Llc

Worcester, MA

Previous Registrations

2016-07-12 → 2021-05-11

Voya Financial Advisors, Inc.

Malden, MA

Braintree, MA

Worcester, MA

Danvers, MA
2009-04-23 → 2016-07-23

Investors Capital Corp.

Worcester, MA

Lynnfield, MA

Lynnfield, MA

Lynnfield, MA

Other Businesses

1) 2/2009 - DBA for LPL Business (entity for LPL business) - NORTH POINTE WEALTH MANAGEMENT - Investment Related - 75% - Worcester, MA 01608 2) 4/2009 - Non-Variable Insurance - Keith Reardon - Investment Related - 5% - Worcester, MA 01608 3) 12/08/2025 - COMMONWEALTH CONSULTING GROUP - business Owner - Manager - Not Investment Related - Millbury, MA - Start Date 04/01/2010 - 40 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-12

S66 Uniform Combined State Law Examination

2009-03-12

View on SEC IAPD