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Kyle C Harris

Ubs Financial Services Inc.

Baltimore, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-10-02
NJ RA APPROVED 2024-10-02
CA RA APPROVED 2023-08-29
NV RA APPROVED 2023-05-01
MD RA APPROVED 2010-11-17
TX RA APPROVED 2010-11-17
  • DE RA
    APPROVED
    Since 2024-10-02
  • NJ RA
    APPROVED
    Since 2024-10-02
  • CA RA
    APPROVED
    Since 2023-08-29
  • NV RA
    APPROVED
    Since 2023-05-01
  • MD RA
    APPROVED
    Since 2010-11-17
  • TX RA
    APPROVED
    Since 2010-11-17

Branch Locations

500 East Pratt Street, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Baltimore MD 11/2010 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-02
  • S66 Uniform Combined State Law Examination
    2005-09-02

View on SEC IAPD

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