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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-15
  • SC RA
    APPROVED
    Since 2026-05-15

Branch Locations

115 Central Island Street Suite 190, Daniel Island, SC 29492-7320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aquafun Paddle Lexington SC 05/2018 10/2020
Piedmont Truck Tires Columbia SC 05/2022 08/2022
Gray Collegiate Academy West Columbia SC 11/2023 12/2024
Lybrand Fencing Lexington SC 04/2020 01/2025
White Knoll Middle School Lexington SC 07/2015 07/2017
University Of South Carolina Columbia SC 08/2021 12/2024
Western & Southern Life Daniel Island SC 01/2025 Present
W&S Brokerage Services, Inc. Daniel Island SC 07/2025 Present
White Knoll High School Lexington SC 08/2017 05/2021
  • 05/2018 → 10/2020
    Aquafun Paddle
    Lexington, SC
  • 05/2022 → 08/2022
    Piedmont Truck Tires
    Columbia, SC
  • 11/2023 → 12/2024
    Gray Collegiate Academy
    West Columbia, SC
  • 04/2020 → 01/2025
    Lybrand Fencing
    Lexington, SC
  • 07/2015 → 07/2017
    White Knoll Middle School
    Lexington, SC
  • 08/2021 → 12/2024
    University Of South Carolina
    Columbia, SC
  • 01/2025 → Present
    Western & Southern Life
    Daniel Island, SC
  • 07/2025 → Present
    Daniel Island, SC
  • 08/2017 → 05/2021
    White Knoll High School
    Lexington, SC
Other Businesses

Western & Southern Life-NO-Daniel Island, SC-Full Time Sales Agent

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-05-15
S63 Uniform Securities Agent State Law Examination 2025-08-18
  • S65 Uniform Investment Adviser Law Examination
    2026-05-15
  • S63 Uniform Securities Agent State Law Examination
    2025-08-18

View on SEC IAPD

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