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Saul Ades

J.P. Morgan Securities LLC

Greenwich, CT

CRD 8137657

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-09-02
TX RA APPROVED 2025-09-02
  • CT RA
    APPROVED
    Since 2025-09-02
  • TX RA
    APPROVED
    Since 2025-09-02

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Greenwich CT 07/2025 Present
Jpmorgan Chase Bank, N.A Greenwich CT 07/2025 Present
Unemployed Great Neck NY 01/2025 06/2025
Cornell University Ithaca NY 08/2024 12/2024
J.P. Morgan Greenwich CT 06/2024 08/2024
Cornell University Ithaca NY 08/2021 06/2024
Unemployed Great Neck NY 09/2019 07/2021
Great Neck Park District Great Neck NY 07/2019 08/2019
Unemployed Great Neck NY 07/2015 06/2019
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    Greenwich, CT
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A
    Greenwich, CT
  • 01/2025 → 06/2025
    Unemployed
    Great Neck, NY
  • 08/2024 → 12/2024
    Cornell University
    Ithaca, NY
  • 06/2024 → 08/2024
    J.P. Morgan
    Greenwich, CT
  • 08/2021 → 06/2024
    Cornell University
    Ithaca, NY
  • 09/2019 → 07/2021
    Unemployed
    Great Neck, NY
  • 07/2019 → 08/2019
    Great Neck Park District
    Great Neck, NY
  • 07/2015 → 06/2019
    Unemployed
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-02
  • S66 Uniform Combined State Law Examination
    2025-09-02
Other Names
  • Saul Stephen Ades

View on SEC IAPD

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