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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-10-24
PA RA APPROVED 2025-10-24
  • NY RA
    APPROVED
    Since 2025-10-24
  • PA RA
    APPROVED
    Since 2025-10-24

Branch Locations

400 Plaza Drive, Vestal, NY 13850 • United States

Sayre, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fwf Wellness Sayre PA 05/2024 Present
Yum Brands! Sayre PA 09/2020 04/2021
The Railhouse Waverly NY 04/2021 03/2023
The Grille At The Train Station Sayre PA 03/2023 07/2023
Chartwell's Higher Education Gainesville FL 08/2023 01/2024
Unemployed Sayre PA 07/2015 09/2020
University Of Florida Gainesville FL 08/2023 06/2025
Lpl Enterprise Llc Syracuse NY 07/2025 Present
  • 05/2024 → Present
    Fwf Wellness
    Sayre, PA
  • 09/2020 → 04/2021
    Yum Brands!
    Sayre, PA
  • 04/2021 → 03/2023
    The Railhouse
    Waverly, NY
  • 03/2023 → 07/2023
    The Grille At The Train Station
    Sayre, PA
  • 08/2023 → 01/2024
    Chartwell's Higher Education
    Gainesville, FL
  • 07/2015 → 09/2020
    Unemployed
    Sayre, PA
  • 08/2023 → 06/2025
    University Of Florida
    Gainesville, FL
  • 07/2025 → Present
    Syracuse, NY
Other Businesses

1. 07/21/2025 - FWF Wellness - Outside/W-2 Employment - Non Inv Related - Sayre, PA - Start Date 05/01/2024 - 25hrs/MTH 20hrsd/MTH During Trading 2. 07/21/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Sayre, PA - Start Date 07/21/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 07/21/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Sayre, PA - Start Date 07/21/2025 - 160hrs/MTH 160hrs/MTH During Trading 4. 03/04/2026-Tioga Downs-Table Games Dealer-Outside/W-2 Employment-Not inv related-At Nichols, NY-Start date 03/18/2026-80hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-24
  • S66 Uniform Combined State Law Examination
    2025-10-24

View on SEC IAPD

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