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Sean Treanor

Charles Schwab & Co., Inc.

Lone Tree, CO

Branchburg, NJ

CRD 4983086

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-08-17
  • NJ RA
    APPROVED
    Since 2021-08-17

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Branchburg, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Inc. Jersey City NJ 04/2013 06/2024
Charles Schwab & Co., Inc. Jersey City NJ 07/2021 Present
Previous Registrations
  • 2013-10-10 → 2022-10-14
    Td Ameritrade, Inc.
    Jersey City, NJ
    Jersey City, NJ
    Omaha, NE
    Piedmont, CA
  • 2013-09-26 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
  • 2008-02-08 → 2011-12-13
    Blackrock Fund Advisors
    Jersey City, NJ
  • 2007-11-12 → 2008-01-29
    Ubs Financial Services Inc.
    Weehawken, NJ
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-08
  • S66 Uniform Combined State Law Examination
    2007-11-08
Other Names
  • Sean Andrew Treanor

View on SEC IAPD

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