Lia Sepulveda Cantu

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → Present
  J.P Morgan Securities Llc
  Houston, TX
• 07/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 06/2025 → 06/2025
  Unemployed
  Bloomington, IN
• 08/2023 → 05/2025
  Indiana University
  Bloomington, IN
• 08/2021 → 05/2025
  Indiana University
  Bloomington, IN
• 06/2024 → 08/2024
  Jpmorgan Chase Bank, N.A.
  Houston, TX
• 06/2023 → 08/2023
  Bank Of America
  Washington D.C., DC
• 07/2015 → 07/2021
  Unemployed
  San Pedro Garza Garcia

Exams

• S66 Uniform Combined State Law Examination
  2025-09-02