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Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-25
NC RA APPROVED 2025-07-22
  • FL RA
    APPROVED
    Since 2025-07-25
  • NC RA
    APPROVED
    Since 2025-07-22

Branch Locations

4235 S Stream Blvd Suite 420, Charlotte, NC 28217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Charlotte NC 07/2025 Present
Upgrade San Francisco CA 06/2024 08/2024
Money Masters Geneva 09/2023 12/2023
Ecoshield Baltimore MD 05/2023 06/2023
Evolve Memphis TN 05/2021 07/2021
Alpaca Memphis TN 06/2022 08/2022
City Of Memphis Memphis TN 05/2020 08/2020
Arkansas Fayetteville AR 08/2020 05/2021
Arkansas Fayetteville AR 08/2021 05/2022
Arkansas Fayetteville AR 08/2022 05/2023
Arkansas Fayetteville AR 01/2024 05/2024
Arkansas Fayetteville AR 08/2024 05/2025
Student Germantown TN 01/2015 05/2020
Trinity Wealth Securities, Llc Charlotte NC 11/2025 Present
  • 07/2025 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Charlotte, NC
  • 06/2024 → 08/2024
    Upgrade
    San Francisco, CA
  • 09/2023 → 12/2023
    Money Masters
    Geneva
  • 05/2023 → 06/2023
    Ecoshield
    Baltimore, MD
  • 05/2021 → 07/2021
    Evolve
    Memphis, TN
  • 06/2022 → 08/2022
    Alpaca
    Memphis, TN
  • 05/2020 → 08/2020
    City Of Memphis
    Memphis, TN
  • 08/2020 → 05/2021
    Arkansas
    Fayetteville, AR
  • 08/2021 → 05/2022
    Arkansas
    Fayetteville, AR
  • 08/2022 → 05/2023
    Arkansas
    Fayetteville, AR
  • 01/2024 → 05/2024
    Arkansas
    Fayetteville, AR
  • 08/2024 → 05/2025
    Arkansas
    Fayetteville, AR
  • 01/2015 → 05/2020
    Student
    Germantown, TN
  • 11/2025 → Present
    Trinity Wealth Securities, Llc
    Charlotte, NC
Other Businesses

o Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Charlotte, North Carolina 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 07/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. o Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. Charlotte, North Carolina 28217. Nature of Business: Fixed Insurance Sales. 07/2025. Hours per Month: 10 hours during trading. Duties: fixed insurance sales o Trinity Wealth Securities, LLC. Investment Related. Charlotte, North Carolina 28217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 11/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. City of Memphis Employee. Not investment related. Memphis, TN 38111. Nature of Business: Golf course. Position: Maintenance crew. Start date: 11/2025. Hours per month: 15. Hours per month trading: 0. Duties: Cutting grass at local golf course in mornings.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-02-13
S65 Uniform Investment Adviser Law Examination 2025-05-17
  • S63 Uniform Securities Agent State Law Examination
    2026-02-13
  • S65 Uniform Investment Adviser Law Examination
    2025-05-17

View on SEC IAPD

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