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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-21
  • NJ RA
    APPROVED
    Since 2025-11-21

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

River Edge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Weehawken NJ 08/2025 Present
Mercer Sydney 01/2022 03/2025
Unemployed Weehawken NJ 04/2025 07/2025
Kpmg Sydney 03/2021 12/2021
Financial Decisions Sydney 01/2020 03/2021
Aware Super Sydney 02/2018 01/2020
Mercer Sydney 02/2015 02/2018
  • 08/2025 → Present
    Weehawken, NJ
  • 01/2022 → 03/2025
    Mercer
    Sydney
  • 04/2025 → 07/2025
    Unemployed
    Weehawken, NJ
  • 03/2021 → 12/2021
    Kpmg
    Sydney
  • 01/2020 → 03/2021
    Financial Decisions
    Sydney
  • 02/2018 → 01/2020
    Aware Super
    Sydney
  • 02/2015 → 02/2018
    Mercer
    Sydney
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-12
  • S66 Uniform Combined State Law Examination
    2026-01-12
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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