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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-05
  • MN RA
    APPROVED
    Since 2026-08-05

Branch Locations

8041 Brooklyn Blvd, Brooklyn Park, MN 55445 • United States

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2025 07/2026
Bureau Of Land Management Salt Lake City UT 07/2019 08/2025
North Dakota State University Fargo ND 09/2015 06/2019
Olive Garden Fargo ND 05/2017 10/2017
Wells Fargo Clearing Services, Llc Brooklyn Park MN 07/2026 Present
Wells Fargo Bank, Na Brooklyn Park MN 07/2026 Present
  • 08/2025 → 07/2026
    St. Louis, MO
  • 07/2019 → 08/2025
    Bureau Of Land Management
    Salt Lake City, UT
  • 09/2015 → 06/2019
    North Dakota State University
    Fargo, ND
  • 05/2017 → 10/2017
    Olive Garden
    Fargo, ND
  • 07/2026 → Present
    Brooklyn Park, MN
  • 07/2026 → Present
    Wells Fargo Bank, Na
    Brooklyn Park, MN
Previous Registrations
  • 2025-10-16 → 2026-07-16
    Richfield, UT
    Champlin, MN
    Blaine, MN
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-15
  • S66 Uniform Combined State Law Examination
    2025-10-15
Other Names
  • Samuel D Marolt
  • Samuel Marolt

View on SEC IAPD

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