David Lee

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2025 → Present
  Ubs Financial Services, Inc
  Atlanta, GA
• 01/2022 → 07/2022
  Cruz Noellien & Associates, Llc
  Duluth, GA
• 06/2013 → 12/2021
  Chef Lee's, Inc
  Columbus, GA
• 10/2022 → 09/2025
  Danko Education
  Newtown, PA

Other Businesses

1. Chef Lees, Inc. Not investment-related. 6280 Mountainview Drive, Columbus, GA 31904. I am an officer and have a 24.5% ownership in this family business. This business was started in 1998 and is an S-Corp. My parents sold the business in 2022, but the entity still exists. My parents are the majority owners, so I do not have any ultimate decision power. I am disclosing this because I am an officer and have an ownership interest, but I don't really engage any hours into the business. 2. Joe and Mei Lee Family LLLP. Not investment-related. 6280 Mountainview Drive, Columbus, GA 31904. This is a family LLLP used for rental income purposes of the S-Corp (Chef Lees, Inc) mentioned above. I am disclosing this because I have an ownership interest, but I don't really engage any hours into the business. My parents are the majority owners. This entity was also started in 1998.

Exams

• S66 Uniform Combined State Law Examination
  2025-07-25