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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-08-25 |
| TX | RA | APPROVED | 2025-08-25 |
Branch Locations
10 S Dearborn St Floor 09, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Chicago | IL | 07/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 07/2025 | Present |
| Miami University, Oxford | Oxford | OH | 08/2021 | 06/2025 |
| Ohio Valley Hockey Officials Association | Cincinnati | OH | 09/2022 | 03/2025 |
| Jpmorgan Chase Bank | Chicago | IL | 06/2024 | 08/2024 |
| Commerce Bank | West Chester | OH | 05/2023 | 08/2023 |
| Unemployed | Kings Mills | OH | 06/2015 | 07/2021 |
| Mid-Coast Hockey Officials / Usa Hockey | Chicago | IL | 09/2025 | Present |
Entity Name: Mid-Coast Hockey Officials / USA Hockey Investment related: No Address: https://mchofficials.com/ https://www.usahockey.com/ Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 09/13/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Mid-Coast Hockey Officials is the local Chicago assignor for USA Hockey reffing assignments. I am an independent contractor for USA Hockey acting as a referee for local youth, high school, and college hockey games. The role is not related to my role at the firm and there is no connection to JPMorganChase.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-23 |
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