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Benjamin Sasaki

Ubs Financial Services Inc.

Weehawken, NJ

San Francisco, CA

CRD 8135206

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-10
  • CA RA
    APPROVED
    Since 2026-01-10

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Education Durham 09/2023 01/2025
Unemployed Upland CA 01/2025 10/2025
Unemployed Upland CA 12/2022 09/2023
Pomona College Claremont CA 08/2018 12/2022
Heroes And Legends Claremont CA 06/2019 08/2019
Heroes And Legends Claremont CA 01/2020 03/2020
Gideon Strategic Partners Santa Monica CA 06/2020 08/2020
Gideon Strategic Partners Santa Monica CA 06/2022 08/2022
Full-Time Education Irvine CA 08/2014 08/2018
Ubs Financial Services Inc. San Francisco CA 10/2025 Present
  • 09/2023 → 01/2025
    Full-Time Education
    Durham
  • 01/2025 → 10/2025
    Unemployed
    Upland, CA
  • 12/2022 → 09/2023
    Unemployed
    Upland, CA
  • 08/2018 → 12/2022
    Pomona College
    Claremont, CA
  • 06/2019 → 08/2019
    Heroes And Legends
    Claremont, CA
  • 01/2020 → 03/2020
    Heroes And Legends
    Claremont, CA
  • 06/2020 → 08/2020
    Gideon Strategic Partners
    Santa Monica, CA
  • 06/2022 → 08/2022
    Gideon Strategic Partners
    Santa Monica, CA
  • 08/2014 → 08/2018
    Full-Time Education
    Irvine, CA
  • 10/2025 → Present
    Ubs Financial Services Inc.
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-09
  • S66 Uniform Combined State Law Examination
    2026-01-09

View on SEC IAPD

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