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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-01
  • PA RA
    APPROVED
    Since 2026-01-01

Branch Locations

1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cibc Atlanta GA 06/2023 08/2025
Yosuke Sushi Anaheim Hills CA 06/2022 08/2022
J San Ramen Yorba Linda CA 02/2021 07/2021
Valencia High School Placentia CA 09/2017 07/2021
Kraemer Middle School Placentia CA 09/2015 07/2017
Ubs Financial Services Inc Philadelphia PA 10/2025 Present
Emory University Atlanta GA 09/2021 05/2025
  • 06/2023 → 08/2025
    Cibc
    Atlanta, GA
  • 06/2022 → 08/2022
    Yosuke Sushi
    Anaheim Hills, CA
  • 02/2021 → 07/2021
    J San Ramen
    Yorba Linda, CA
  • 09/2017 → 07/2021
    Valencia High School
    Placentia, CA
  • 09/2015 → 07/2017
    Kraemer Middle School
    Placentia, CA
  • 10/2025 → Present
    Philadelphia, PA
  • 09/2021 → 05/2025
    Emory University
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-29
  • S66 Uniform Combined State Law Examination
    2025-12-29

View on SEC IAPD

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