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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-05-03
  • GA RA
    APPROVED
    Since 2018-05-03

Branch Locations

1725 Electric Ave Unit 330, Watkinsville, GA 30677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services Watkinsville GA 06/2005 04/2018
Suntrust Advisory Services Watkinsville GA 09/2016 04/2018
Raymond James Financial Services, Inc. Watkinsville GA 04/2018 Present
Raymond James Financial Services Advisors Inc. Watkinsville GA 04/2018 Present
The Avenue Wealth Management Group Watkinsville GA 04/2018 Present
Tsd Capital Watkinsville GA 04/2018 Present
Mars Hill Wealth Llc Watkinsville GA 04/2018 Present
  • 06/2005 → 04/2018
    Suntrust Investment Services
    Watkinsville, GA
  • 09/2016 → 04/2018
    Suntrust Advisory Services
    Watkinsville, GA
  • 04/2018 → Present
    Raymond James Financial Services, Inc.
    Watkinsville, GA
  • 04/2018 → Present
    Watkinsville, GA
  • 04/2018 → Present
    The Avenue Wealth Management Group
    Watkinsville, GA
  • 04/2018 → Present
    Tsd Capital
    Watkinsville, GA
  • 04/2018 → Present
    Mars Hill Wealth Llc
    Watkinsville, GA
Previous Registrations
  • 2016-09-19 → 2018-05-02
    Athens, GA
    Watkinsville, GA
  • 2005-08-10 → 2016-12-31
    Truist Investment Services, Inc.
    Atlanta, GA
    Bogart, GA
    Athens, GA
    Madison, GA
    Athens, GA
    Athens, GA
    Athens, GA
    Athens, GA
    Watkinsville, GA
    Athens, GA
    Athens, GA
    Athens, GA
    Atlanta, GA
    Bogart, GA
    Watkinsville, GA
    Athens, GA
    Atlanta, GA
    Athens, GA
    Watkinsville, GA
Other Businesses

(1)Name of Business: 330 CoWork LLC Address: 1725 Electric Avenue Suite 330, Watkinsville, GA, 30677, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 05/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner/partner holding real estate for commercial rental. (2)Name of Business: GFB CAPITAL, LLC Address: 1120 Mars Hill Rd Ste 102, Watkinsville, GA, 30677, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/27/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pass Through LLC for business purposes with Raymond James. (3)Name of Business: Mars Hill Wealth LLC Address: 1120 Mars Hill Rd Ste 102, Watkinsville, GA, 30677, United States Activity Type: Other Position/Title: Partner Investment Related: Yes Start Date: 04/27/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner. Holding group LLC for business expenses only. Non revenue producing holding. (4)Name of Business: The Avenue Wire Park Wealth Management Address: 1725 Electric Ave Unit 330, Watkinsville, GA, 30677-2641, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/08/2024 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Partner of wealth management. New name held out to the public based on office relocation. (5)Name of Business: TSD Capital Address: 1120 Mars Hill Rd Ste 102, Watkinsville, GA, 30677, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/27/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: advisor affiliated with The Avenue Wealth Management. Partner of The Avenue Mars Hill Wealth Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-04
  • S66 Uniform Combined State Law Examination
    2005-08-04
Other Names
  • John Andrews Flippen
  • Andy Flippen

View on SEC IAPD

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