Mark William Nichols

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → Present
  Mark W. Nichols, Cpa, Pc
  N Andover, MA
• 08/2008 → 01/2024
  Woodbury Financial Services, Inc
  N Andover, MA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Andover, MA

Previous Registrations

• 2012-05-31 → 2024-01-19
  Woodbury Financial Services, Inc.
  Andover, MA
  Andover, MA
  Reading, MA
  Andover, MA
• 2007-01-26 → 2008-08-12
  Lpl Financial Llc
  Andover, MA
  Burlington, MA

Other Businesses

1. LANDMARK FIN SVCS GRP LLC; 10 NEW ENGLAND BUS CTR DR #301 ADOVER MA 01810; SELL/SERV FA; NON-VL; AGENT; 07/19/12; 2 HR/MO; 2 HR/MO DURING TRADING; RECOMMEND IF SUITABLE. 2. NICHOLS & COMPANY CPA PC POS: Owner/Pres NATURE: Acct /Tax Bus INVESTMENT RELATED: No # OF HRS: 175 SECURITIES TRADING HRS: 125 START DATE: 11/01/00 ADDY: 10 NEW ENG BUS CTR DR, Ste 301, ANDOVER MA 01810; Performs Acct /Tax Services 3. GB NICHOLS IRR TRUST KYLE J NICHOLS; Ttee; INV: Yes; HRS: 1; SEC HRS: 1; 4/20/16; 121 Old Cart Way, N Andover MA 01845; manage trust 4. GB NICHOLS IRR TRUST TAYLOR G NICHOLS; Ttee; INV: Yes; HRS: 1; SEC HRS: 1; 4/20/16; 121 Old Cart Way, N Andover MA 01845; manage trust 5. GB NICHOLS IRR TRUST JORDAN L NICHOLS; Ttee; INV: Yes; HRS: 1; SEC HRS: 1; 4/20/16; 121 Old Cart Way, N Andover MA 01845; manage trust 6. WILLIAM E NICHOLS 3-YR QUAL PERSONAL RESID TRUST; Ttee; INV: Yes; HRS: 1; SEC HRS: 1; 01/15/2014; 10 New England Bus Ctr Dr 301, ANDOVER MA 01810; manage trust 7. GB NICHOLS TRUST - 5-Year QPRT; Position: Trustee; Investment related: Yes; HRS: 1; SEC: 1; 1/15/2014; 10 New England Bus Ctr Dr 301, Andover, Massachusetts 01810; Description: I manage the residence that is owned by the trust. 8. WE NICHOLS RESIDUARY TR UAD 10/04/95 POSITION: Trustee NATURE: This is my father's trust created after his death. INVESTMENT RELATED: Yes NUMBER OF HRS: 10 SEC HRS: 10 START I am the trustee of the trust. The trustee has broad powers to make decisions for the trust, which includes investment decisions. I have been the IAR for many years and receive compensation from this trust. 9. LANDMARK MEDICAL STAFFING LLC POSITION: Manager/Member NATURE: It is an LLC that will be taxed as an S Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/16/2021; ADDRESS: 10 NEW ENG BUS CTR DR # 301, Andover MA 01810, United States; DESCRIPTION: I will help manage a team of traveling nurses that we provide to hospitals. 10. PIKE SCHOOL - MEMBER INVESTMENT COMMITTEE PLA POSITION: Member NATURE: Committee INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 8/5/24 ADDRESS: 34 Sunset Rock Rd, Andover MA 01810 DESCRIPTION: Investment Committee selects/meets with the outside advisory firm that oversees the investing activities of Endowment Funds.

Exams

• S66 Uniform Combined State Law Examination
  2012-09-25
• S65 Uniform Investment Adviser Law Examination
  2012-05-22
• S63 Uniform Securities Agent State Law Examination
  2005-11-28