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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-11 |
Branch Locations
66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States
Deer Park, NY • United States
445 North Bedford Drive 3Rd Floor, Beverly Hills, CA 90210 • United States
1441 Brickell Avenue, 16Th Floor, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | White Plains | NY | 05/2006 | 07/2021 |
| Wells Fargo Advisors Llc | New York | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 07/2021 |
| Morgan Stanley | New York | NY | 08/2021 | 06/2022 |
| Citigroup Global Market Inc. | New York | NY | 07/2022 | 06/2023 |
| Hsbc Securities (Usa) Inc. | New York | NY | 07/2023 | Present |
| Hsbc Bank Usa, N.A. | New York | NY | 07/2023 | Present |
RENTAL PROPERTY - INVESTMENT RELATED. 230 W. 20TH STREET, DEER PARK, NY. LANDLORD, 100% OWNER. START: 6/13/2013. 0 HRS PER MONTH. DUTIES: NONE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-23 |
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