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Caitlin Katz

J.P. Morgan Securities LLC

Dallas, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-03
  • TX RA
    APPROVED
    Since 2025-09-03

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dallas TX 07/2025 Present
Jpmorgan Chase Bank, N.A. Dallas TX 07/2025 Present
Unemployed Washington DC 09/2024 06/2025
Jpmorgan Chase Bank, N.A. Dallas TX 06/2024 08/2024
Unemployed Washington DC 09/2023 05/2024
The Federal Reserve Bank Of Dallas Dallas TX 06/2023 08/2023
Unemployed Washington DC 09/2022 05/2023
Lockheed Martin Corporation Dallas TX 06/2022 08/2022
Unemployed Washington DC 08/2021 05/2022
Unemployed Dallas TX 07/2015 07/2021
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    Dallas, TX
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 09/2024 → 06/2025
    Unemployed
    Washington, DC
  • 06/2024 → 08/2024
    Jpmorgan Chase Bank, N.A.
    Dallas, TX
  • 09/2023 → 05/2024
    Unemployed
    Washington, DC
  • 06/2023 → 08/2023
    The Federal Reserve Bank Of Dallas
    Dallas, TX
  • 09/2022 → 05/2023
    Unemployed
    Washington, DC
  • 06/2022 → 08/2022
    Lockheed Martin Corporation
    Dallas, TX
  • 08/2021 → 05/2022
    Unemployed
    Washington, DC
  • 07/2015 → 07/2021
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-03
  • S66 Uniform Combined State Law Examination
    2025-09-03
Other Names
  • Caitlin Elizabeth Katz

View on SEC IAPD

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