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Nathaniel Francois

J.P. Morgan Securities LLC

Greenwich, CT

CRD 8134633

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-09-22
TX RA APPROVED 2025-09-22
  • CT RA
    APPROVED
    Since 2025-09-22
  • TX RA
    APPROVED
    Since 2025-09-22

Branch Locations

100 W Putnam Ave Floor 04, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Greenwich CT 07/2025 Present
J.P. Morgan Securities Llc Greenwich CT 07/2025 Present
Unemployed Boston MA 06/2025 06/2025
Northeastern University Boston MA 09/2020 05/2025
Jpmorgan Chase Bank, N.A. Greenwich CT 06/2024 08/2024
Jpmorgan Chase Bank, N.A. Greenwich CT 06/2023 08/2023
Unemployed Boston MA 07/2015 08/2020
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 07/2025 → Present
    J.P. Morgan Securities Llc
    Greenwich, CT
  • 06/2025 → 06/2025
    Unemployed
    Boston, MA
  • 09/2020 → 05/2025
    Northeastern University
    Boston, MA
  • 06/2024 → 08/2024
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 06/2023 → 08/2023
    Jpmorgan Chase Bank, N.A.
    Greenwich, CT
  • 07/2015 → 08/2020
    Unemployed
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-13
  • S66 Uniform Combined State Law Examination
    2025-09-13
Other Names
  • Nathaniel Andre Francois

View on SEC IAPD

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