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Hsing Yi Wang

J.P. Morgan Securities LLC

San Francisco, CA

CRD 8134450

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-02
TX RA APPROVED 2025-09-02
  • CA RA
    APPROVED
    Since 2025-09-02
  • TX RA
    APPROVED
    Since 2025-09-02

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Francisco CA 07/2025 Present
Jpmorgan Chase Bank, N.A. San Francisco CA 07/2025 Present
Unemployed Los Angeles CA 01/2025 06/2025
University Of Southern California Los Angeles CA 08/2020 12/2024
Jpmorgan Chase Bank, N.A. New York City NY 06/2024 08/2024
Pauian Archiland Taipei 05/2023 08/2023
Pricewaterhousecoopers Taipei 06/2022 08/2022
Quantum International Corp Taipei 01/2021 04/2021
Unemployed Los Angeles CA 07/2015 07/2020
  • 07/2025 → Present
    San Francisco, CA
  • 07/2025 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 01/2025 → 06/2025
    Unemployed
    Los Angeles, CA
  • 08/2020 → 12/2024
    University Of Southern California
    Los Angeles, CA
  • 06/2024 → 08/2024
    Jpmorgan Chase Bank, N.A.
    New York City, NY
  • 05/2023 → 08/2023
    Pauian Archiland
    Taipei
  • 06/2022 → 08/2022
    Pricewaterhousecoopers
    Taipei
  • 01/2021 → 04/2021
    Quantum International Corp
    Taipei
  • 07/2015 → 07/2020
    Unemployed
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-02
  • S66 Uniform Combined State Law Examination
    2025-09-02
Other Names
  • Ethan Wang
  • Hsing Yi Wang

View on SEC IAPD

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