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Thi Hong Van Nguyen

Synergy Asset Management, LLC

Dallas, TX

Vancouver, WA

CRD 8134037

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Employer firm

Synergy Asset Management, LLC CRD 117201

$1.30B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Synergy Asset Management, Llc

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-11
  • TX RA
    APPROVED
    Since 2025-08-11

Branch Locations

8111 Preston Road Suite 500, Dallas, TX 75225 • United States

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Ho Chi Minh 06/2015 06/2019
Cathay United Bank Taipei 07/2019 05/2023
Ey Dallas TX 06/2023 08/2023
Caitlynminimalist Irvine CA 09/2023 01/2024
J.C. Pace Ltd. Fort Worth TX 01/2024 10/2024
Nycc Management Llc New York NY 08/2024 12/2024
Synergy Asset Management, Llc Vancouver WA 12/2024 Present
  • 06/2015 → 06/2019
    Hsbc Bank
    Ho Chi Minh
  • 07/2019 → 05/2023
    Cathay United Bank
    Taipei
  • 06/2023 → 08/2023
    Ey
    Dallas, TX
  • 09/2023 → 01/2024
    Caitlynminimalist
    Irvine, CA
  • 01/2024 → 10/2024
    J.C. Pace Ltd.
    Fort Worth, TX
  • 08/2024 → 12/2024
    Nycc Management Llc
    New York, NY
  • 12/2024 → Present
    Synergy Asset Management, Llc
    Vancouver, WA
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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