Inactive

Thi Hong Van Nguyen

Synergy Asset Management, LLC

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Current Employers

Synergy Asset Management, Llc

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-11

TX RA
APPROVED

Since 2025-08-11

Branch Locations

8111 Preston Road Suite 500, Dallas, TX 75225 • United States

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank	Ho Chi Minh		06/2015	06/2019
Cathay United Bank	Taipei		07/2019	05/2023
Ey	Dallas	TX	06/2023	08/2023
Caitlynminimalist	Irvine	CA	09/2023	01/2024
J.C. Pace Ltd.	Fort Worth	TX	01/2024	10/2024
Nycc Management Llc	New York	NY	08/2024	12/2024
Synergy Asset Management, Llc	Vancouver	WA	12/2024	Present

06/2015 → 06/2019

Hsbc Bank

Ho Chi Minh
07/2019 → 05/2023

Cathay United Bank

Taipei
06/2023 → 08/2023

Ey

Dallas, TX
09/2023 → 01/2024

Caitlynminimalist

Irvine, CA
01/2024 → 10/2024

J.C. Pace Ltd.

Fort Worth, TX
08/2024 → 12/2024

Nycc Management Llc

New York, NY
12/2024 → Present

Synergy Asset Management, Llc

Vancouver, WA

Designations

View on SEC IAPD

More in Dallas, TX

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