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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-11 |
Branch Locations
1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 07/2025 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2025 | Present |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2024 | 08/2024 |
| Heuser Group-Family Business | Buenos Aires | 04/2021 | 06/2023 | |
| Ruck | Buenos Aires | 11/2015 | 04/2022 | |
| Sanofi | Buenos Aires | 10/2018 | 05/2021 | |
| Instituto Tecnologico | Buenos Aires | 07/2014 | 03/2021 | |
| Unemployed | Durham | NC | 07/2023 | 05/2024 |
| Unemployed | Durham | NC | 09/2024 | 06/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-23 |
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