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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2019-10-24 |
Branch Locations
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
550 S 4Th St 13Th Fl [Tpb Services], Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shane Lines Photography | Bloomington | MN | 06/2006 | Present |
| Morgan Stanley Smith Barney Llc | Minneapolis | MN | 03/2014 | 03/2019 |
| Wells Fargo Clearing Services | Minneapolis | MN | 10/2019 | Present |
| Wells Fargo Bank | Minneapolis | MN | 10/2019 | Present |
SHANE LINES PHOTOGRAPHY, NOT INVT RELATED, BLOOMINGTON, MN, 100% OWNERSHIP, START DATE 11/1/2019, 3 HRS PER MONTH, 0 HRS DURING TRADING, CAPTURING IMAGES FOR PERSONAL, FAMILY AND EVENTS. USA BANDY REFEREE, NOT INVT RELATED, ROSEVILLE, MN, INTERNATIONAL REFEREE, START DATE 11/9/2019, 6 HRS PER MONTH, 0 HRS DURING TRADING, REFEREEING THE ELITE AND LOWER DIVISION BANDY GAMES AS WELL AS WORLD CHAMPIONSHIP AND WORLD CUP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-27 |
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