Roy Douglas Butler

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2021 → 09/2025
  Black Bear Roofing & Renovations Llc
  Aquilla, TX
• 01/2024 → Present
  Baylor University
  Waco, TX
• 03/2017 → 09/2025
  Anna Cheri Foundation
  Aquilla, TX
• 07/2020 → 03/2021
  Avenue D Llc
  League City, TX
• 02/2005 → 11/2019
  University Of Texas Medical Branch
  Galveston, TX
• 09/2025 → Present
  Principal Life Insurance Company
  Aquilla, TX
• 09/2025 → Present
  Principal Securities, Inc.
  Aquilla, TX

Other Businesses

**FIXED INSURANCE POSITION: Registered Rep NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 05/16/2026 ADDRESS: 255 FM 2114, Aquilla TX 76622, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **BAYLOR UNIVERSITY POSITION: Adjunct Lecturer NATURE: Adjunct teaching INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 1 START DATE: 01/16/2024 ADDRESS: 1311 S Fifth St, Waco TX 76706, United States DESCRIPTION: Adjunct Lecturer for the Department of Accounting and Business Law and the Department of Management. My teaching fluctuates each spring and fall semester based on departmental needs.

Exams

• S66 Uniform Combined State Law Examination
  2026-05-02

Other Names

• Dough Butler
• Doug Butler
• Roy Douglas Butler