Nicholas E Newton

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-05
AL	RA	APPROVED	2025-10-10

TX RA
APPROVED

Since 2025-12-05
AL RA
APPROVED

Since 2025-10-10

Branch Locations

300 Market Street Ne Suite 101, Decatur, AL 35601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Decatur	AL	08/2025	Present
Tennessee Valley Authority	Knoxville	TN	10/2015	05/2025
Morgan Stanley Private Bank, N.A	New York	NY	11/2025	Present

08/2025 → Present

Morgan Stanley

Decatur, AL
10/2015 → 05/2025

Tennessee Valley Authority

Knoxville, TN
11/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-10

S66 Uniform Combined State Law Examination

2025-10-10

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

PNC WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

OSAIC WEALTH, INC.

STIFEL, NICOLAUS & COMPANY, INCORPORATED

AXIENT INVESTMENT ADVISORS LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

PATRICIA DOUGLAS WINSETT

Trace Quinton Lentz

Maxime Andre Jean Faure

TRACY LAMAR LENTZ

RICHARD DWIGHT THOMPSON

GEORGE RAY BREEDEN

THOMAS C MCCLESKEY

Other Offices

CETERA INVESTMENT ADVISERS LLC · DECATUR, AL

PNC WEALTH MANAGEMENT LLC · DECATUR, AL

LPL FINANCIAL LLC · DECATUR, AL

EDWARD JONES · Decatur, AL

LPL FINANCIAL LLC · DECATUR, AL

LPL FINANCIAL LLC · DECATUR, AL

OSAIC WEALTH, INC. · DECATUR, AL

STIFEL, NICOLAUS & COMPANY, INCORPORATED · DECATUR, AL

More in Decatur, AL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor