Cole Joseph Garrow

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2025 → 04/2026
  Lpl Enterprise Llc / Prudential Advisors
  Basking Ridge, NJ
• 05/2024 → 08/2024
  Spectrotel
  Neptune, NJ
• 06/2021 → 08/2023
  Flemington Baseball Academy
  Flemington, NJ
• 05/2023 → 07/2023
  Walsh Senior Solutions
  Princeton, NJ
• 11/2019 → 12/2020
  Hopewell Basketball Association
  Hopewell, NJ
• 08/2021 → 05/2025
  Indiana University Bloomington
  Bloomington, IN
• 09/2023 → 04/2024
  Unemployed
  Hopewell, NJ
• 09/2024 → 06/2025
  Unemployed
  Hopewell, NJ
• 07/2015 → 06/2017
  Timber Lane Middle School
  Pennington, NJ
• 09/2017 → 06/2021
  Hopewell Valley Central High School
  Pennington, NJ
• 03/2026 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 04/2026 → Present
  Bank Of America, N.A.
  Pennington, NJ

Previous Registrations

• 2025-10-06 → 2026-04-15
  Lpl Enterprise, Llc
  Bedminster, NJ

Exams

• S66 Uniform Combined State Law Examination
  2025-10-02