Ian Philip Gordon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 04/2018
  Fsc Securities Corporation
  Duryea, PA
• 05/2018 → Present
  Lpl Financial, Llc
  Moscow, PA

Previous Registrations

• 2010-09-30 → 2018-05-14
  Fsc Securities Corporation
  Duryea, PA
  Langhorne, PA
• 2008-07-31 → 2010-10-25
  Lpl Financial Llc
  Scranton, PA
  Mount Pocono, PA

Other Businesses

1. 5/10/2018 - HR Block - Investment Related - Wyoming, PA - Tax Prep/Accounting/CPA - Tax Associate - Started 1/25/2014 - 15 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Tax preparation. 2. 5/10/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/01/2010 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - Fixed Annuity, Term Life, Whole Life. 3. 5/10/2018 - GORDON FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2010 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-10-28

Designations

• Certified Financial Planner

Other Names

• Ian Philip Gordon