Nicholas Ryan Stapleton

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 08/2022
  Apple Mountain Golf Club
  Freeland, MI
• 05/2024 → 08/2024
  Lima One Capital
  Greenville, SC
• 09/2021 → 05/2025
  Colby College
  Waterville, ME
• 10/2019 → 06/2021
  Amarillo Bulls Hockey Club
  Amarillo, TX
• 05/2015 → 06/2019
  Culver Academies
  Culver, IN
• 05/2017 → 10/2021
  Shanty Creek Resorts
  Bellaire, MI
• 07/2025 → Present
  Ubs Financial Services Inc
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2025-02-12