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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2025-12-05
  • WV RA
    APPROVED
    Since 2025-12-05

Branch Locations

99 Cambridge Pl, Bridgeport, WV 26330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bridgeport WV 07/2024 07/2025
West Virginia University School Of Medicine Morgantown WV 07/2021 07/2024
West Virginia University Hospitals Morgantown WV 07/2019 07/2021
West Virginia University Morgantown WV 07/2015 07/2019
Adam Rowh Bridgeport WV 07/2025 08/2025
Adam Rowh Bridgeport WV 08/2025 Present
Northwestern Mutual Investment Services Llc Bridgeport WV 08/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2026 Present
  • 07/2024 → 07/2025
    Unemployed
    Bridgeport, WV
  • 07/2021 → 07/2024
    West Virginia University School Of Medicine
    Morgantown, WV
  • 07/2019 → 07/2021
    West Virginia University Hospitals
    Morgantown, WV
  • 07/2015 → 07/2019
    West Virginia University
    Morgantown, WV
  • 07/2025 → 08/2025
    Adam Rowh
    Bridgeport, WV
  • 08/2025 → Present
    Adam Rowh
    Bridgeport, WV
  • 08/2025 → Present
    Bridgeport, WV
  • 01/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-06
  • S66 Uniform Combined State Law Examination
    2025-10-06
Other Names
  • Austin Romeo Williams

View on SEC IAPD

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