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Tristan Thomas Cooper

Ubs Financial Services Inc.

Florham Park, NJ

Ossining, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-08-08
MD RA APPROVED 2022-01-04
NY RA APPROVED 2021-11-08
TX RA APPROVED_RES 2020-02-03
NJ RA APPROVED 2011-09-08
  • ME RA
    APPROVED
    Since 2024-08-08
  • MD RA
    APPROVED
    Since 2022-01-04
  • NY RA
    APPROVED
    Since 2021-11-08
  • TX RA
    APPROVED_RES
    Since 2020-02-03
  • NJ RA
    APPROVED
    Since 2011-09-08

Branch Locations

500 Campus Drive 2Nd Floor, Florham Park, NJ 07932 • United States

Ossining, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Florham Park NJ 09/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-07
  • S66 Uniform Combined State Law Examination
    2006-11-07

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
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