Simon Matthew Herzer

Current Employers

Employment History

• 07/2025 → Present
  Florida Financial Advisors Dba Tristate Financial Advisors
  Charlotte, NC
• 02/2019 → Present
  U.S. Army Nc National Guard
  Rockingham, NC
• 01/2020 → 06/2022
  Walmart
  Jacksonville, NC
• 07/2022 → 11/2023
  Walmart
  Elizabeth City, NC
• 06/2017 → 01/2019
  Wendy's
  Jacksonville, NC
• 08/2022 → 05/2025
  Elizabeth City State University
  Elizabeth City, NC
• 07/2015 → 01/2019
  Jacksonville Highschool
  Jacksonville, NC
• 01/2026 → Present
  Trinity Wealth Securities, Llc
  Charlotte, NC

Other Businesses

o Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Charlotte, North Carolina 28217. Nature of Business: RIA. Position: Financial Consultant. Start Date: 07/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. o Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. Charlotte, North Carolina 28217. Nature of Business: Fixed Insurance Sales. 07/2025. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Trinity Wealth Securities, LLC. Investment Related. Charlotte, North Carolina 28217. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 01/2026. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-12-23
• S65 Uniform Investment Adviser Law Examination
  2025-06-10