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Joel K Schaefer

Mml Investors Services, LLC

Saddle Brook, NJ

CRD 8130317

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-11
NJ RA APPROVED 2026-01-12
  • TX RA
    APPROVED
    Since 2026-08-11
  • NJ RA
    APPROVED
    Since 2026-01-12

Branch Locations

250 Pehle Ave Suite 405, Saddle Brook, NJ 07663-5832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Saddle Brook NJ 07/2025 Present
Massmutual Life Insurance Company Saddle Brook NJ 07/2025 Present
Prudential Financial Newark NJ 07/2018 01/2024
Ibm New York City NY 02/2018 07/2018
Accenture New York City NY 08/2014 02/2018
Homemaker South Orange NJ 02/2024 06/2025
  • 07/2025 → Present
    Mml Investors Services Llc
    Saddle Brook, NJ
  • 07/2025 → Present
    Massmutual Life Insurance Company
    Saddle Brook, NJ
  • 07/2018 → 01/2024
    Prudential Financial
    Newark, NJ
  • 02/2018 → 07/2018
    Ibm
    New York City, NY
  • 08/2014 → 02/2018
    Accenture
    New York City, NY
  • 02/2024 → 06/2025
    Homemaker
    South Orange, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-12
  • S66 Uniform Combined State Law Examination
    2025-12-12
Other Names
  • Joel K Schaefer
  • Joel Kenneth Schaefer

View on SEC IAPD

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