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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

Bridgewater, NJ • United States

135 Us Highway 202/206 Suite 3, Bedminster, NJ 07921 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Bridgewater NJ 01/2009 03/2023
Pruco Securities Llc Basking Ridge NJ 03/2023 11/2024
The Prudential Insurance Company Of America Basking Ridge NJ 07/2023 Present
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 01/2009 → 03/2023
    Invest Financial Corporation
    Bridgewater, NJ
  • 03/2023 → 11/2024
    Basking Ridge, NJ
  • 07/2023 → Present
    The Prudential Insurance Company Of America
    Basking Ridge, NJ
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
Other Businesses

1) 12/04/2024- Collegiate Financial-DBA for LPL Business (entity for LPL business)-conducting insurance and investment services, financial planning and investment advisory, and related marketing activities.- BASKING RIDGE, NJ - INV related - start date 11/30/2023- 160 HRS/ MTHS- 160 during training

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-22
  • S66 Uniform Combined State Law Examination
    2023-06-22
Other Names
  • June Wang
  • June Wang Scortino
  • Wenjun Wang

View on SEC IAPD

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