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6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-10-01 |
Branch Locations
6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc. | Rockville | MD | 08/2006 | 09/2016 |
| Xml Financial, Llc | Rockville | MD | 10/2016 | Present |
1) 2/2025, BR Financial Associates Management Company, LLC, equity member, management company for XML Financial, LLC and XML Securities, LLC, located at reported business location - 1 hr per month, 1 hr after securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-31 |
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