Jason Elliot Klopman

Employer firm

Xml Financial Group CRD 284987

$3.30B regulatory AUM 30 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Xml Financial Group

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2016-10-01

MD RA
APPROVED

Since 2016-10-01

Branch Locations

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc.	Rockville	MD	08/2006	09/2016
Xml Financial, Llc	Rockville	MD	10/2016	Present

08/2006 → 09/2016

Lpl Financial, Llc.

Rockville, MD
10/2016 → Present

Xml Financial, Llc

Rockville, MD

Previous Registrations

2006-11-01 → 2016-10-13

Lpl Financial Llc

Rockville, MD

Other Businesses

1) 2/2025, BR Financial Associates Management Company, LLC, equity member, management company for XML Financial, LLC and XML Securities, LLC, located at reported business location - 1 hr per month, 1 hr after securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-31

S66 Uniform Combined State Law Examination

2006-10-31

Designations

Certified Financial Planner

Other Names

Jason Klopman

View on SEC IAPD