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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-09 |
Branch Locations
2107 N. First Street Suite 310, San Jose, CA 95131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors | San Jose | CA | 07/2025 | Present |
| Wfgia | San Jose | CA | 11/2019 | Present |
| Guardian Home Health Agency | Pleasanton | CA | 08/2022 | Present |
| Feldcare Connects | Pleasanton | CA | 08/2021 | Present |
| American Home Health And Hospice Care | Dublin | CA | 07/2015 | 08/2021 |
| Amedysis Home Health Care Service Company | Hayward | CA | 04/2017 | 03/2018 |
| A Caring Life Home Health Inc. | Tracy | CA | 10/2021 | 07/2022 |
| Guardian Home Health Agency | Plesanton | CA | 08/2022 | Present |
| Feldcare Connects | Thousand Oaks | CA | 08/2022 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). GUARDIAN HOME HEALTH AGENCY Investment Related No 6601 Owens Drive Suite 135 Pleasanton, CA 94588 I offer clinical advice and assist patient in the in the community needing home health occupational therapy services for post-surgical, medical or falls and/or other life events that may impact functional independence and home safety for these patients independent contractor home health Occupational Therapist 08/2022 25 hrs 15 hr Evaluate treat patience based on doctors' orders for their medical condition and come up with a plan of care to improve functional safety, medical safety, prevent falls, improve functional independence, train with exercises and equipment's, train patients and caregivers for the home care needs FIELDCARE CONNECTS Investment related NO 100 E thousand oaks #237 Thousand Oaks, CA 91360 This company provides (independent contractors) clinicians to home health agencies who are looking to find clinicians to provide care to their home bound clients with medical needs. Occupational therapist, physical therapist, speech therapist and are clinicians who work on call PRN under an independent contractor for this company. Occupational Therapist 08/2022 10 hrs 10 hrs to treat patients with occupational therapy orders from a doctor for patients who are unable to be access a clinic and need occupational therapy access at home GUARDIAN HOME HEALTH AGENCY POSITION: Occupational Therapist NATURE: Home Healthcare Agency INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 6601 Owens Drive, Suite 135, Pleasanton CA 94588, United States DESCRIPTION: Intake patients with existing medical orders for occupational therapy services, evaluate and create rehabilitation goals relevant for their needs, coordinate on plan of care as/when needed with other clinicians assigned for their care and discharge when skilled services no longer needed/ beneficial, provide them with resources to prevent decline in functions and decrease need or frequency of hospitalization. FELDCARE CONNECTS POSITION: Occupational Therapist NATURE: Provide staff to home health agencies to service their patient care and facilitate carry forward of the service notes as per agency insurance protocols. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 100 E thousand Oaks, Suite 237, Thousand Oaks CA 91360, United States DESCRIPTION: Coordinate with between this agency and patient's primary home health agency, to Intake patients with existing medical orders for occupational therapy services, evaluate and create rehabilitation goals relevant for their needs, coordinate on plan of care as/when needed with other clinicians assigned for their care and discharge when skilled services no longer needed/ beneficial, provide them with resources to prevent decline in functions and decrease need or frequency of hospitalization.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2025-12-19 |
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