Carrie Ann Elizabeth Johnson

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-12-09

SC RA
APPROVED

Since 2025-12-09

Branch Locations

705 N Main St, Lancaster, SC 29720 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Lancaster	SC	07/2025	Present
Wells Fargo Bank, Na	Lancaster	SC	12/2008	Present

07/2025 → Present

Wells Fargo Clearing Services, Llc

Lancaster, SC
12/2008 → Present

Wells Fargo Bank, Na

Lancaster, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-12-08
S63	Uniform Securities Agent State Law Examination	2025-09-15

S65 Uniform Investment Adviser Law Examination

2025-12-08
S63 Uniform Securities Agent State Law Examination

2025-09-15

Other Names

Carrie Ann Elizabeth Fowler
Carrie Annelizabeth Johnson

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

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