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Daniel B Carlson

Morgan Stanley

Providence, RI

CRD 8129192

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-05
RI RA APPROVED 2026-06-01
  • TX RA
    APPROVED
    Since 2026-06-05
  • RI RA
    APPROVED
    Since 2026-06-01

Branch Locations

One Financial Plaza 19Th Floor, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Providence RI 07/2025 Present
Total Mortgage Services Milford CT 12/2022 04/2025
Procyon Partners Shelton CT 05/2024 08/2025
Amity Regional High School Woodbridge CT 08/2015 06/2021
Bryant University Smithfield RI 09/2021 05/2025
  • 07/2025 → Present
    Morgan Stanley
    Providence, RI
  • 12/2022 → 04/2025
    Total Mortgage Services
    Milford, CT
  • 05/2024 → 08/2025
    Procyon Partners
    Shelton, CT
  • 08/2015 → 06/2021
    Amity Regional High School
    Woodbridge, CT
  • 09/2021 → 05/2025
    Bryant University
    Smithfield, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-01
  • S66 Uniform Combined State Law Examination
    2026-06-01

View on SEC IAPD

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