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Ethan Lyon Hennessy

Wells Fargo Clearing Services, LLC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-02-05
  • NC RA
    APPROVED
    Since 2026-02-05

Branch Locations

1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 10/2025 12/2025
Vanguard Marketing Corporation Charlotte NC 10/2025 12/2025
Norfolk Academy Norfolk VA 08/2014 05/2020
Canisius University Buffalo NY 05/2020 05/2025
Tim Lavigne Camps Virginia Beach VA 06/2019 08/2024
Tappo Restaurant Buffalo NY 07/2020 12/2022
Canisius University Buffalo NY 09/2024 12/2024
Wells Fargo Advisors Norfolk VA 06/2025 09/2025
Wells Faro Clearing Services Charlotte NC 12/2025 Present
  • 10/2025 → 12/2025
    The Vanguard Group, Inc.
    Charlotte, NC
  • 10/2025 → 12/2025
    Vanguard Marketing Corporation
    Charlotte, NC
  • 08/2014 → 05/2020
    Norfolk Academy
    Norfolk, VA
  • 05/2020 → 05/2025
    Canisius University
    Buffalo, NY
  • 06/2019 → 08/2024
    Tim Lavigne Camps
    Virginia Beach, VA
  • 07/2020 → 12/2022
    Tappo Restaurant
    Buffalo, NY
  • 09/2024 → 12/2024
    Canisius University
    Buffalo, NY
  • 06/2025 → 09/2025
    Wells Fargo Advisors
    Norfolk, VA
  • 12/2025 → Present
    Wells Faro Clearing Services
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-10
  • S66 Uniform Combined State Law Examination
    2026-01-10
Other Names
  • Ethan Lyon Hennessy
  • Ethan Hennessy
  • Ethan L Hennessy

View on SEC IAPD

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