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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-07 |
Branch Locations
190 S. Orchard Ave Ste B240, Vacaville, CA 95688 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Celebrations, Lpl | Vacaville | CA | 07/2025 | Present |
| City Of Fairfield | Fairfield | CA | 10/2024 | 07/2025 |
| Jennifer's Cleaning Services | Vacaville | CA | 09/2019 | 10/2024 |
| Homemaker | Vacaville | CA | 07/2017 | 09/2019 |
| Wells Fargo Bank | Vacaville | CA | 02/2015 | 07/2017 |
| Lpl Financial | Vacaville | CA | 07/2025 | Present |
1. 07/2025 - Financial Celebrations - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 07/14/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-07 |
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