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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shore Regional High School | West Long Branch | NJ | 09/2016 | 06/2020 |
| York Telecom Corporation | Eatontown | NJ | 06/2019 | 08/2019 |
| Clemson University | Clemson | SC | 08/2020 | 05/2021 |
| Bluegrass Minigolf | Oceanport | NJ | 05/2021 | 08/2022 |
| University Of Tennessee | Knoxville | TN | 08/2021 | 05/2024 |
| Hoop Brothers | Orlando | FL | 03/2022 | 09/2022 |
| Tennessee Fund | Knoxville | TN | 01/2023 | 05/2024 |
| Jersey Shore Blueclaws | Lakewood | NJ | 06/2023 | 08/2023 |
| Kansas State University Athletics | Manhattan | KS | 06/2024 | 06/2025 |
| Sanctuary Securities, Inc. | Shrewsbury | NJ | 09/2025 | 03/2026 |
| Nuveen Securities, Llc | Charlotte | NC | 04/2026 | Present |
| Nuveen Asset Management, Llc | Charlotte | NC | 04/2026 | Present |
| Navasync Private Wealth | Shrewsbury | NJ | 06/2025 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-18 |
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